In person at your office · North and Central Florida
Financial services edition
Hands-on AI training plus AI governance, in one day at your office. The morning builds working tools from your team's real jobs. The afternoon sets your team's AI rules in writing.
Who it is for
RIA principals and chief compliance officers, broker-dealer supervision and operations, community banks, credit unions, independent lenders, insurance agencies, fintech founders.
The afternoon: governance
- FINRA's position that generative AI creates no new obligations, and existing ones simply apply.
- Rule 3110 supervision and archiving of AI-assisted communications.
- Enterprise-level review before a tool goes into use.
- Describing your AI accurately in client materials.
- Adverse action reasons in lending.
What your team takes home
A supervision and archiving map, plus a written AI description for client materials.
Plus the software built in the morning, running on your own machines.
Running order
- 10:00Cold openOne real job from your team, built live before anyone opens a laptop.
- 10:20Write the specYour job, in plain words, precise enough for a machine to build from.
- 11:20First buildWorking software from your spec, on your own machine, with help at your elbow.
- 12:15LunchBreak.
- 13:00GovernanceFinancial services: FINRA's position that generative AI creates no new obligations, and existing ones simply apply.
- 14:20Build sprintSprint briefs written for your team. Build, break, fix.
- 15:20DemosEvery table shows what runs.
- 16:00Hard outYou leave with the build and the take-home document.
Bring the Financial services edition to your team
A private day at your office for 10 to 20 people. $1,950 flat, up to 20 people, at your office, anywhere in North and Central Florida: Jacksonville, Tallahassee, Gainesville, Orlando and the areas between.